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Compliance Manager For Broking Company jobs

Talisman Advisors Pvt. Ltd. |
Mumbai, Maharashtra
- 4h ago
Our client is an insurance broking firm. National Training Head will be responsible for the following... Ensure Supervisor training. Basis needs identified for Line manager (RM),Telesales and for Support teams...
Reinova Biz Consultants |
Pune, Maharashtra
- 4h ago
L Ensuring 100. sales compliance norms are met and high ethical standards are maintained. l Planning... l Aligning the branch towards company policy and procedures. l Ensuring Customer and channel...
Exide Life Insurance Company Limited |
Guwahati, Assam
- 4h ago
JOB DESCRIPTION. Dear All,. We are currently hiring Senior Territory Manager Territory Manager in Corporate Agency & Broking Channel Channel for Exide Life Insurance Company Guwahati Location...
QRN Services. |
Navi Mumbai, Maharashtra
- 3h ago
JOB DESCRIPTION. Company. Geofinn Comtrade. Position Branch Manager. location. Mumbai... 3. Keeping up with the regulatory & compliance issues from time to time. 14. Ensuring smooth & cost...
Reliance Retail Insurance Broking Limited |
Chennai, Tamil Nadu
- 9h ago
Exercise sound judgment and oversight to ensure integrity and compliance with federal, state, and local... COMPANY PROFILE. Reliance Retail Insurance Broking Limited. Not Mentioned. COMPANY WEBSITE. http. www...
Ikya |
Mysuru, Karnataka
- 12d ago
Regular follow up and updation of Lead Management System. Pending AMC collection. Compliance management... Salary. INR 1,00,000. 5,00,000 P.A. Industry. Banking. Financial Services. Broking. Functional Area...
Ikya |
Bangalore, Karnataka
- 8d ago
Activity. Branch head reports directly to the Regional Manager. ESSENTIAL DUTIES AND RESPONSIBILITIES... latest updates company research reports important circulars, Risk Management &. Compliance...
Cigna TTK Health Insurance Company Limited |
Mumbai, Maharashtra
- 12d ago
To lead and manage the Broker Relationship Manager Execution team for the region to ensure that they... Needs to be able to balance the requirements of business hygiene and compliance with top line pressure...
G&R Management Consultancy Pvt. Ltd. |
Meerut, Uttar Pradesh
- 3d ago
Leading Wealth Management Firm. Location. Meerut, Allahabad. RELATIONSHIP MANAGER. PREFERRED CLIENTS... Financial Services & Insurance (Stock Broking Services, Commodity Trading Firms). Company Turnover 500...
Mumbai, Maharashtra
- 12d ago
Job Description. Company Description. India's leading Insurance Broking Company undertaking direct... Department. Commercial. Job Title. Regional Manager. Reporting to. Head. Commercial. Openings at. Mumbai...
Siliguri, West Bengal
- 12d ago
Job Description. Company Description. Its one of the leading and professionally managed Stock Broking... Experience. At least 2. 4 years working experience as Branch Manager in a Broking Firm. Other Skills...
Emprego 21 |
Bangalore, Karnataka
- 7d ago
Underperformance. To ensure strict adherence to compliance norms by self and team. Should be able to... Search Another Job. Similar Jobs to Hiring For Sales Manager For Stock Broking Company Jobs. Hiring...
Emprego 21 |
Chennai, Tamil Nadu
- 14d ago
Underperformance. To ensure strict adherence to compliance norms by self and team. Should be able to... Search Another Job. Similar Jobs to Hiring For Sales Manager For Stock Broking Company Jobs. Hiring...
NJ IndiaInvest Pvt Ltd |
Bhilai, Chhattisgarh
- 3h ago
To give presentation in the Basic Training if instructed to do so. To ensure the compliance standards... Identifying the Weak area of RE Ams and see that they undergo the requisite training. COMPANY PROFILE...
Sharekhan Limited |
Ahmedabad, Gujarat
- 4h ago
Ensure compliance of all statutory & non statutory HR aspects for fulfillment of corporate governance... Preferably from Stock Broking Industry. COMPANY PROFILE. Sharekhan Limited. Sharekhan Limited www...
Capital First Limited |
Hyderabad, Telangana
- 3h ago
JOB DESCRIPTION. We have an urgent requirement for Collection Manager. Please find below the require... The company also offers broking services for equities, F & O, currency and commodities to retail and HNI...

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