BCAPR_Inter Entity Analysis Group_Reg K Associate
JPMorgan Chase and Co
Bengaluru, Karnataka, India
4d ago

Job Description

IAG’s policy and Legal Entity involvement includes :

  • Ownership of the firmwide Regulation W compliance policy
  • Ownership of the firmwide Reg K compliance policy
  • Ownership of the Legal Entity Reorganization and Capital Actions Policy, providing for review and approval of all Entity, Asset, and business reorganizations (Internal entity mergers, business moves, etc.
  • and capital actions (dividends and capital investments) among JPM entities.

  • Ownership of the Legal Entity Affiliate Support Document Policy, providing for review and approval of all inter-entity guarantees and related support documents within the firm.
  • Acting as a required reviewer for all NBIAs globally throughout the firm, addressing Legal Entity, Regulatory, and other financial impacts for proposals across all LOBs.
  • Engagement in the Firm’s Legal Entity Strategy and Simplification Group. IAG advises all JPM Group businesses globally on the legal entity and related regulatory aspects of structuring and managing transactions and is an approver on all entity creation / dissolution proposals.
  • Overseeing certain activities within JPMC&Co (as a standalone entity) as a financial / bank holding company and operating company.
  • IAG also focuses on legal entity connectedness and the overall relationships between JPMC&Co and its subsidiaries, including JPMCB.

  • Overseeing certain activities withing JPM’s Edge chain of entities
  • IAG works closely with businesses and support groups in all regions - many initiatives have a global dimension and broad ramifications.

    To add value, IAG needs to understand the overall business and product contexts that it faces.

    In this role you will work with IAG senior staff and all LOBs, to be a key support the Reg K Policy Development, Transactions Management and Reporting. Focus will include :

  • Help to manage the end to end Central Reg K program including
  • Permissibility Review
  • Forecast reporting and supporting the Reg K filing
  • Managing deliverables, projects, action plans, and timelines
  • Developing strategic Enhancements
  • Analysis of business problem statement and provide required guidance
  • Assist with Reg K Governance including the management of the Reg K Governance Committee meetings, LOB Working Group Sessions, and IAG Department Meetings
  • Serve as Subject Matter Expert in Reg K Systems used for tracking funding and Reporting
  • Support in the production of the Reg K filing and LOB Attestation Process
  • Understand Reg K Reference Data and its impact on Regulatory Reporting
  • Contribute to Reg K Applicability Assessment
  • Develop and maintain cross-LOB relationships with key Reg K Stakeholders
  • Perform Quality Review of Reg K impacted transactions based on risk assessment
  • LOB point of contact for Reg K questions and future enhancement requests
  • Owner of documentation of all Reg K Processes, Procedures, and Policy
  • Support the management of business queries, issue tracking and understanding business models
  • Assist with all IAG projects and ad hoc requests
  • Review and support Analysts within the team to contribute to the overall team objectives
  • Lead any Strategic initiatives for better process and control environment
  • Qualifications :

  • 5-6 years Financial reporting and regulatory policy experience
  • Post graduate or Master's degree in Finance or related field of study
  • Audit or Compliance background with strong analytical skills
  • Strong interpersonal and communication skills
  • Proficiency with MS Excel and PowerPoint, knowledge of MS Access and / or Business intelligence tolls a plus
  • Optional to have business intelligent solution knowledge
  • Ability to be organized in day to day deliverables
  • Ability to work independently and contribute to the team objectives
  • Ability to identify and communicate issues in a timely manner
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