Assistant Vice President
Credit Suisse
Pune, Pune, Inde
4d ago

We Offer

EMEA Securities Settlements are responsible for the timelysettlement and reconciliation of securities trades and related monies for CSentities based in the EMEA,ASIA &US.

We Offer

Assistant Vice President is responsible for supervision andmanagement of their immediate team and outsourced teams to complete thefollowing tasks.

  • You will trade pre-matching including (where applicable) communication with counterparties, agent banks and internal teams to resolve trade mismatches
  • Fail management including timely matching, stock borrowing requests, fail coding and narration
  • You will do settlement or payment instruction generation (including fees and rebates) where STP is not enabled
  • Exception queue management (negative acknowledgement, system feed issues)
  • Management of control or risk issues with critical issue to senior management where applicable through to resolution
  • Reconciliation of depot and nostro accounts including timely resolution of breaks and narration
  • Reconciliation of general ledger accounts, inter-systems including FOBOs and exchange / clearing reconciliations (where applicable)
  • Review daily risk indicators and raise to management for spikes / incident
  • Handle outsourced processes including MBR’s and governance meetings. Work with VP to challenge AHT and work drivers and SOPs to ensure accuracy
  • MyIncidents work with VP to deliver on remediation
  • Compliance with regulatory requirement of respective entities supported including client monies and securities processes, regulatory report preparation and tax document preparation.
  • All procedures to be handled and updated on timely basis (where applicable)

  • Compliance with internal policies (i.e. Funds Transfer, SOX) and mandatory training
  • Internal partner management including liaison with Trading, Sales, Client Service Reps, Trade Management, Finance, Product Control and Group Ops colleagues
  • External partner management with local exchange, custodian banks, regulators, auditors, vendors and IT partners
  • Responsible for working with VP to maintain procedures, checklists, skills matrix and outsourcing documentation with timely updates / reviews made
  • Know your markets and products, including maintenance of market profiles
  • Be a primary SME for new business change initiatives and strategic changes
  • Assist and suggest efficiency improvements in your teams
  • Represent Ops and Credit Suisse in internal and external meetings
  • People management including 1-2-1s, talent management of direct reports(including supporting staff development) work with VP on Performance Management
  • You Offer

  • You have clear and strong communication skills excellent written and verbal interpersonal skills are important.
  • You have 8+ years in the industry with a management role
  • Consistent record of delivering in previous positions
  • You have the ability to develop a team (both direct and vendor) and achieve department goals
  • You have mindset to challenge, possess strong negotiation and influencing skills
  • You have analytical skills mindset, able to apply to real world scenarios
  • You have attention to detail- accuracy and control are key factors to success
  • Time management you are able to prioritize tasks, meet deadlines and work under pressure.
  • Customer Service Focus - You have internal and external client relationship management to ensure that we provide an excellent standard of service
  • MS Office savvy
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