Who We Are
The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and high-
net-worth individuals. The firm is headquartered in New York and maintains offices in London, Frankfurt, Tokyo, Bengaluru, Hong Kong and other major financial centers around the world.
Global Compliance - Regulatory Practice Group - Overview
Our business principle #2 states : We are dedicated to complying fully with the letter and spirit of the laws, rules and ethical principles that govern us.
Our continued success depends upon unswerving adherence to this standard.
It is the role of Goldman Sachs’ Global Compliance Division to help ensure that every employee and client of the firm upholds this principle.
Accordingly, the Division is viewed as an integral part of the firm, enabling it to conduct business confidently in complex global markets.
Part of the Global Compliance Division, the firm’s Regulatory Practice Group ( RPG ) is a dynamic, global team of more than 60 professionals charged with interfacing with regulators on regulatory examinations and inquiries received in jurisdictions worldwide.
Led by a Global Head in New York, the team has members in Bengaluru, Hong Kong, Jersey City, London, New York, Sydney and Tokyo.
RESPONSIBILITIES AND QUALIFICATIONS
As the liaison between the firm and its regulators on matters of regulatory compliance, RPG team members work closely with business, compliance and legal teams within the firm.
While working to respond to regulatory requests - the primary responsibilities of RPG team members include :