Controls Assurance Analysts
Pune, IN
4d ago


Controls Assurance Analysts

Grade : AVP

The VP of Controls Assurance will be a member of the Group CSO, CCO Controls Assurance Team. The vision of controls assurance is to protect our customers and company by being the most informed and effective Controls Assurance functions in the Financial Services Industry.

The Controls Assurance Partner VP is an integral member of the GCSO CCO Controls Assurance function who will perform testing and support issue closure reviews to check and validate if the GCSO owned standards are being met.

The testing will be carried out on control operators and includes design and operating effectiveness level. The role includes articulating findings via written and verbal methods.

Your Role

  • Responsible for executing against the CSO Horizontal Controls Assurance Framework
  • Be primary point of contact on day to day operational elements of controls testing.
  • Performing both desk based Design Adequacy Assessment (DAA) and sample based Operating Effectiveness (OET) Assessments
  • Managing day to day interactions with the collection of evidence to support compliance to standards
  • Ensuring that all controls assurance activity is appropriately documented and repeatable with results logged, communicated, tracked and reported
  • Implement process documentation for the controls assurance framework.
  • Ensure all testing is completed with appropriate QA and to auditable standards.
  • Assist in efforts of pre-planning of control testing
  • Assist in completing the issue closure assurance within the agreed upon SLAs.
  • Essential Skills

  • At least relevant years’ experience within a relevant Controls Security field with detailed understanding of at least one or more specialist area e.
  • g. Information Security, Threat Modelling, Remediation, Audit, Control effectiveness, Key Performance Indicators, Reporting and Assurance.

  • A strong business / IT hybrid with practical understanding of providing Risk and Assurance services in a large corporate.
  • Superior drive for results with the ability to juggle priorities, multi-task and execute flawlessly at speed.
  • Experience in governance, risk management, compliance and privacy.
  • Working knowledge of Controls related financial regulations and legislative requirements.
  • Desirable Skills

  • Experience of Financial Services industry.
  • Professional certifications CISSP, CISM, CISA, CRISC.
  • Be comfortable in front of an audience and present both internally and externally on areas of expertise within Controls security.
  • Drive evangelization and education of Controls assurance services by communicating the vision and value
  • About Us

    Barclays is a transatlantic consumer, corporate and investment bank offering products and services across personal, corporate and investment banking, credit cards and wealth management, with a strong presence in our two home markets of the UK and the US.

    Our goal is to become the bank of choice by providing superior services to customers and clients and supporting our stakeholders via a commercially successful business that generates long-

    term sustainable returns.

    For further information on EVP, please click on the link below

    Risk and Control Objective

    All Barclay’s colleagues have to ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework and internal Barclays Policies and Policy Standards.

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