Operational Risk Consultant
SCORE Silicon Valley
Bengaluru, Karnataka
1d ago

Job Description

About Enterprise Global Services

Enterprise Global Services (EGS) enables global talent capabilities for Wells Fargo Bank NA., by supporting over half of Wells Fargo's business lines and staff functions across Technology, Business Services, Risk Services and Knowledge Services.

EGS operates in Hyderabad, Bengaluru and Chennai in India and in Manila, Philippines. Learn more about EGS at our International Careers website.

Department Overview

Wealth and Investment Management (WIM) Business Control Executive - Operational Risk Control Team is responsible for the management of operational risk activities across WIM lines of business (LOB).

OPERATIONAL RISK CONTROL TEAM is the WIM program owner for a variety of operational risk programs, it monitors progress of risk mitigation action plans, administers the operational risk platform, informs WIM executives and Corporate Risk leadership of risks, exposures and trends and manages processes and projects in accordance with the Operational Risk Functional Framework and applicable policies.

About Role

The candidate will be required to :

Understand the EUCT policy and relevant guidelines documentation

Request and review evidence, artifacts, and process information to substantiate the required controls

Evaluate the evidence for compliance to policy and potential deficiencies

Interview owners regarding the details and nuances of their EUCT

Complete a comprehensive checklist which indicates compliance or deficient condition to the control element, and recommend remediation

Communicate findings and recommended remediation to relevant stakeholders

Delivering consistent and quality documentation throughout all phases of the confirmation process, ensuring all record retention policies are in compliance for the executed reviews.

Will need to assist in the preparation of weekly status and monthly Confirmation metrics for dashboard reporting.

Market Skills and Certifications

Responsibilities

Understand the EUCT policy and relevant guidelines documentation

Request and review evidence, artifacts, and process information to substantiate the required controls

Evaluate the evidence for compliance to policy and potential deficiencies

Interview owners regarding the details and nuances of their EUCT

Complete a comprehensive checklist which indicates compliance or deficient condition to the control element, and recommend remediation

Communicate findings and recommended remediation to relevant stakeholders

Delivering consistent and quality documentation throughout all phases of the confirmation process, ensuring all record retention policies are in compliance for the executed reviews.

Will need to assist in the preparation of weekly status and monthly Confirmation metrics for dashboard reporting.

Essential Qualifications

University degree in Business or related discipline.

5 - 8 years of overall experience with 3- 5 years in the Controls Testing for a multinational financial institution preferably a bank.

Must have broad knowledge of IT processes

Must have experience in process review activity (control testing or IT audit).

Must have superior verbal communication skills including the proven ability to negotiate solutions in challenging situations

Must have demonstrated superior relationship building and relationship management skills

Must have demonstrated strong technical writing skills including the proven ability to clearly document activities, processes and test results

  • Must be proficient in Microsoft Office including but not limited to : Word, Excel, Visio, PowerPoint.
  • Desired Qualification

  • Must have strong time management skills and the demonstrated ability to manage multiple tasks and meet deadlines with minimal supervision.
  • We Value Diversity

    At Wells Fargo, we believe in diversity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national or ethnic origin, age, disability, religion, sexual orientation, gender identity or any other status protected by applicable law.

    We comply with all applicable laws in every jurisdiction in which we operate.

    APAC

    Apply
    Add to favorites
    Remove from favorites
    Apply
    My Email
    By clicking on "Continue", I give neuvoo consent to process my data and to send me email alerts, as detailed in neuvoo's Privacy Policy . I may withdraw my consent or unsubscribe at any time.
    Continue
    Application form