8 -15 years of experience working as a business analyst / product owner / product manager in Regulatory Compliance and / or risk space.
Experience working with Trade Surveillance in the retail sell-side brokerage space
Experience working in Understanding of Suitability Profiling, Restricted Holdings, Trade concentration, Portfolio Risk, etc.
Knowledge of AML detection through monitoring of suspicious account activity will be an advantage
Ability to track and keep pace with regulatory changes and upcoming trade regulations
Knowledge of various products such as Equities, Options, Fixed income, Mutual funds, ETFs, Structured products, Futures and commodities, Fixed and variable annuities, Equity indexed annuities, Term and whole life, etc.
Knowledge working with large enterprise solutions involving Case Management and workflow management.
Experience working directly with clients in international geographies.
Experience in creating detailed business requirement documents from regulations
Experience working as a product owner in an Agile SCRUM model, experience in breaking down business requirements into user stories, backlog grooming, roadmap planning, etc.
Experience working and coordinating with globally distributed teams
Excellent verbal and written communication is mandatory
Technology background with hand on experience with databases such as SQL Server will be an added advantage.
Scrum Product Owner certification will be an advantage
Work with the development head / product manager to define the product roadmap
Drive the product releases - own the product backlog, define user stories, prepare BRDs, plan product releases, participate in sprint planning
Track all upcoming regulations, plan regulations into product roadmap releases, take regulations to business requirements
Work closely with the product scrum team in an agile scrum model
Coordinate extensively with customers and client interfacing staff including professional services and account management to gather feedback, requirements and plan it into product releases
Work directly with customers as needed to demonstrate product usage, best practices, or discuss product roadmap
Provide support and assistance to all client facing and / or professional services teams as needed for consulting, debugging, defining requirements, etc.
With a 50-year history rooted in the financial services industry, FIS™ is the world's largest global provider dedicated to financial technology solutions.
We champion clients from banking to capital markets, retail to corporate and everything touched by financial services. Headquartered in Jacksonville, Florida, our 53,000 worldwide employees help serve more than 20,000 clients in over 130 countries.
Our technology powers billions of transactions annually that move over $9 trillion around the globe. FIS is a Fortune 500 company and is a member of Standard & Poor’s 500® Index.
FIS is committed to protecting the privacy and security of all personal information that we process in order to provide services to our clients.
For specific information on how FIS protects personal information online, please see the
FIS is an equal opportunity employer. We evaluate qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, marital status, genetic information, national origin, disability, veteran status, and other protected characteristics.
The EEO is the Law poster is available and
For positions located in the US, the conditions below apply. If you are made a conditional offer of employment, you will be required to undergo a drug test and background check (including criminal record check) ADA Disclaimer : In developing this job description care was taken to include all competencies needed to successfully perform in this position.
However, for Americans with Disabilities Act (ADA) purposes, the essential functions of the job may or may not have been described for purposes of ADA reasonable accommodation.
All reasonable accommodation requests will be reviewed and evaluated on a case-by-case basis.
As part of the selection process this role may require an assessment to determine suitability