About Standard Chartered
We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East.
To us, good performance is about much more than turning a profit. It's about showing how you embody our valued behaviours -
do the right thing, better together and never settle - as well as our brand promise, Here for good.
We're committed to promoting equality in the workplace and creating an inclusive and flexible culture - one where everyone can realise their full potential and make a positive contribution to our organisation.
This in turn helps us to provide better support to our broad client base. The Role Responsibilities
Perform monthly CST of CDD / GIC files as per CDD Standards and procedures Perform various other CSTs as per the respective guidance and procedures.
Keep proper records of all activities and maintain independence.
Adherence to timeline for testing the samples as prescribed in Risk Framework.
Recording of monthly CST test results in the Operational Risk Framework (ORF) systems of the Bank (i.e. EORP or equivalent systems) before the month end.
Accuracy of the entries in Operational Risk Framework (ORF) systems (i.e. EORP or equivalent systems) to be maintained.
Report monthly test results to key stakeholders like Central QC team, CETs, CDD Risk Managers and CPOs
Ensure that the country / CET is kept informed on identified fail cases / observations well in time for appropriate actions / clarifications to be received on time.
Provide feedback on CST observations to CETs.
Provide testing support during the development of various CST tools and checklist for Quality Control.
Utmost quality of testing to be maintained. This is to be reflected in terms of alignment of results between QC and 2nd line of assurance and quality of observations raised by QC to CET / country.
Keep abreast of process changes in CDD procedures and ensure that tested samples comply with the latest procedures. Flag out to the manager if the QC framework or ORF require updation due to the changes in policies and procedures.
Develop and establish good working relationships with all stakeholders.
Escalation of significant issues to the manager in a timely manner.
Our Ideal Candidate
Minimum of 6 years’ experience in Financial Services Industry with relevant experience
Minimum 6 years’ experience in AML / KYC domain required, with prior roles in CDD / KYC checking desirable
Experience in audit / specialist Financial Crime Risk functions desirable
Knowledge of CDD / eCDD+ systems and processes and of the different requirements of certain countries
Good eye for detail, accurate, meticulous, and organized
Team player with good stakeholder management skills
Can handle tight timelines