Spec, Compl&Control
BNY Mellon
Chennai, Tamil Nadu, India, Pacific, Asia
4d ago

Responsibilities

  • Thorough knowledge of Financial Services rules and regulations.
  • Good communication skills (written and oral) are required with the ability to convey issues succinctly.
  • Understanding of Compliance Testing and audit like processes for executing reviews and documentation requirements for work performed.
  • Ability to think critically, have a healthy skepticism and work independently e.g., self-starter, while also following instructions from onshore team leader in the execution of Compliance Testing reviews
  • Demonstrate strong analytical skills and problem solving capabilities
  • Effective time management to meet stringent deadlines, work under pressure with attention to detail and accuracy to achieve quality results
  • Obtain an understanding of BNY Mellon’s functions, operations, applicable laws and regulations and their regulatory environment that impact the businesses under review
  • Ability to effectively deal / liaise with various businesses based globally and build cooperative relationships with the business and business partners to facilitate the management and resolution of differences
  • Qualifications

  • Education : Graduate. Professional qualifications such as Chartered Institute for Securities & Investment (CISI) IOC exams merit award / Diploma / IMC / CFA preferred or should be willing to commence study immediately for any of these and pass within one year of joining.
  • Preferred Experience : Minimum of 5-7 years industry experience with at least 2 years of Compliance & Risk, testing and / or audit experience with sound knowledge of financial crime compliance regulations.
  • Required skills : Excellent knowledge of Computer and MS Office (Word, Excel & PowerPoint), Excellent written and verbal communication skills along with eye for detail and strong analytical and problem solving skills.
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