Senior Auditor - Business Audits
ALD Automotive France
Inde, Bangalore
3d ago

Responsible for managing multiple audits in parallel and work in global and joint audits. Client audit engagements, which include planning executing, directing, and completing business / financial audits.

Good knowledge of business process, operational process related to banking and capital markets. Ability to review the processes such as desk reviews, trade booking, middle-office & back-office processes, etc.

Experience in Banking operations with focus on Corporate & Investment Banking, Trade Services, and Securities Business. Experience working in Banking and Capital Markets and good knowledge about various regulations impacting capital markets such DFA, EMIR, etc.

A strong understanding of principles of risk management with a thorough understanding of internal control systems including IT controls.

Responsible for client management, research and gather information, resolve problems, and make recommendations for business and process improvements.

Review the evidence of audit conclusions are ensure they are well-documented. Communicate assigned tasks to engagement team in a manner that is clear and concise and ensure the deliverables are of high quality, accurate, and efficient.

Dedicate focus on professional growth and take on more challenging assignments, in line with standard audit career progression.

  • Updates job knowledge by being aware of new regulations; participating in educational opportunities; reading professional publications;
  • maintaining personal networks; participating in professional organizations. Participate on annual risk assessment and audit planning.

    Quality initiatives within audit function. Working on Integrated audit. Monitoring audit recommendations. Statutory and regulatory norms applicable to banking business.

    Fluent Command over English language. Client audit engagements, which include planning executing, directing, and completing business / financial audits.

    Good knowledge of business process, operational process related to banking and capital markets. Ability to review the processes such as desk reviews, trade booking, middle-office & back-office processes, etc.

    Experience in Banking operations with focus on Corporate & Investment Banking, Trade Services, and Securities Business. Experience working in Banking and Capital Markets and good knowledge about various regulations impacting capital markets such DFA, EMIR, etc.

    A strong understanding of principles of risk management with a thorough understanding of internal control systems including IT controls.

    Responsible for client management, research and gather information, resolve problems, and make recommendations for business and process improvements.

    Review the evidence of audit conclusions are ensure they are well-documented. Communicate assigned tasks to engagement team in a manner that is clear and concise and ensure the deliverables are of high quality, accurate, and efficient.

    Dedicate focus on professional growth and take on more challenging assignments, in line with standard audit career progression.

  • Updates job knowledge by being aware of new regulations; participating in educational opportunities; reading professional publications;
  • maintaining personal networks; participating in professional organizations. Participate on annual risk assessment and audit planning.

    Quality initiatives within audit function. Working on Integrated audit. Monitoring audit recommendations. Statutory and regulatory norms applicable to banking business.

    Fluent Command over English language.

  • Execute all audits in accordance with professional standards.
  • Assists audit management in preparation & execution of the audit plan
  • Prepares Audit work program and understands the specific risks to be evaluated.
  • Performs evaluation of internal controls, testing of processes
  • Performs reviews of major financial and operational processes
  • Perform tests on the effectiveness of the Internal control environment within SG.
  • Maintains clear work papers and audit trail of the work done in the appropriate tool
  • Write formal & clear reports to communicate audit results to management
  • Makes appropriate recommendations to improve SG processes
  • Timely issuance of the audit reports
  • Follow-up recommendations issued timely and escalate when needed
  • Acquire knowledge on activities and risks during assignments and via trainings.
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