Team Leader Manager Us Regulatory Reporting
Anri Solutions Hr Services Private Limited
Noida
2d ago

The Regulatory Reporting Group Finance is responsible for analysis and control of the firms regulatory capital as well as adherence to various rules and regulations of the SEC FINRA CFTC NFA and other regulators for the Broker Dealer.

The Regulatory Analyst role working within the Broker Dealer Regulatory Reporting Group will primarily be responsible for the preparation and analytical review of the SECs weekly and monthly c Reserve and the SECs Net Capital computation under SEA Rule c . This role

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