8d ago

Responsibilities :

  • Help expand the CDCG embedded resource program by partnering or interacting with Compliance staff (including Surveillance Analytics), and Compliance Technology, and business-
  • side data provider engineers as needed, to develop and / or enhance system controls for surveillances and other Compliance functions

  • Examine data sourcing, including by verifying data flows on a risk basis, and reviewing design and operation of existing data quality controls
  • Identify enhancements to existing data-related controls and help drive prioritization
  • Help develop functional specifications and testing use cases for data-related controls where appropriate
  • Monitor or confirm monitoring of data-related controls exceptions by working with Compliance and Engineering teams
  • Help develop and / or enhance systematic processes (e.g., dashboards) for collecting, analyzing and escalating data quality issues
  • Help coordinate issues, observations and practices with colleagues across regions and / or divisions
  • Help drive a consistent data quality approach and methodology across Compliance areas, products and regions
  • Generation of management reports


    Basic Qualifications :

  • STEM degree or comparable knowledge of statistics, data analysis and computer systems
  • Ability to deploy and develop data analytics and reporting techniques for designing and monitoring effectiveness of controls
  • Knowledge of data management tools including SQL, relational database management, ETL, and big data solutions (Hadoop etc.)
  • Ability to review and develop code in languages such as Java, Python or similar
  • Ability to work with Compliance and engineering teams on control design and implementation, and follow up of issues identified during assessments or controls monitoring
  • Preferred Qualifications :

  • Knowledge of data control design principles
  • Experience with developing and executing data and control tests
  • Experience in monitoring and investigating potential data quality anomalies
  • Finance or financial risk management degree, or comparable knowledge of capital markets and financial products
  • Apply
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