IMT SOX IT Tester
UBS
India
2d ago

Your role

Do you have a knack for IT Audit? Are you at your best when supporting others? We’re looking for someone like that to :

  • perform the Design Effectiveness (DE) and Operating Effectiveness (OE) testing as per the defined Testing Approach
  • address and clear any review points raised through Quality Assurance (QA) review in a timely manner
  • escalate any potential testing issues / exceptions to appropriate teams
  • inform Control Owners, onshore Process Owners and Operational Risk Control
  • maintain the Issue Logs, ensuring they are kept up-to-date and detailed
  • provide timely updates to the testing status tracker and ensuring all QA review points are closed out quickly.
  • participate in weekly / monthly progress meetings with control owners and contribute to discussions around control issues and fails
  • perform testing of remediated controls and escalate any potential issues immediately
  • contribute to the status reporting in a timely manner
  • share and maintain knowledge
  • Your team

    The Independent Management Testing (IMT) program is an initiative within UBS Group Risk Control, to ensure that we have independent testing and assurance of procedural controls that address our major risks.

    The IMT team sits within the Compliance & Operational Risk Control (C&ORC) team. You will be working in the global Independent Management Testing "IMT" program team in Pune.

    Our role is to perform the controls testing for SOX and non SOX testing elements of the IMT Program. You will work with regular engagement with UBS process owners in a variety of UBS global offices, and therefore working hours will be flexible.

    Your experience and skills

    You have

  • University degree or equivalent qualification (preferably IT or similar)
  • 10+ years of experience in IT audit, IT risk, technology or internal control areas (preferably within the financial industry or professional services firms)
  • suitable professional qualification such as CISA, QICA, CISSP, although not necessarily a prerequisite for this role
  • experience in managing team of 6-8 members
  • very good written and spoken English
  • You are

  • Strong at organisational skills especially in planning, record keeping and hitting deadlines
  • Strong at analytical, problem-solving and synthesizing skills
  • Good at people skills and working in a diverse team
  • Good at enabling effective interaction with key stakeholders Tenacity and Diplomacy
  • Result-oriented and assertive (you don't shy away from challenging situations)
  • About us

    Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions.

    That's what we do. And we do it for private and institutional clients as well as corporations around the world.

    We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?

    What we offer

    Together. That’s how we do things. We offer people around the world a supportive, challenging and diverse working environment.

    We value your passion and commitment, and reward your performance.

    Keen to achieve the work-life agility that you desire? We're open to discussing how this could work for you (and us).

    Why UBS?

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